File #: 2017-0594   
Type: Policy Status: Agenda Ready
File created: 8/30/2017 In control: Finance, Budget and Audit Committee
On agenda: 2/14/2018 Final action:
Title: CONSIDER: A. ADOPTING the Investment Policy in Attachment A; B. APPROVING the Financial Institutions Resolution authorizing financial institutions to honor signatures of LACMTA Officials, Attachment B; and C. DELEGATING to the Treasurer or his/her designees, the authority to invest funds for a one year period, pursuant to California Government Code ("Code") Section 53607.
Sponsors: Finance, Budget and Audit Committee
Indexes: Budgeting, Investment And Debt Management (Project), Metro Red Line, Policy, Resolution
Attachments: 1. Attachment A - Investment Policy (redlined).pdf, 2. Attachment B - Financial Institutions Resolution (redlined).pdf, 3. Presentation.pdf
Related files: 2018-0091
Date Action ByActionResultAction DetailsMeeting DetailsAudio
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Meeting_Body
FINANCE, BUDGET AND AUDIT COMMITTEE
FEBRUARY 14, 2018

Subject
SUBJECT: INVESTMENT POLICY

Action
ACTION: ANNUAL ADOPTION OF INVESTMENT POLICY AS REQUIRED BY CALIFORNIA GOVERNMENT CODE

Heading
RECOMMENDATION

Title
CONSIDER:

A. ADOPTING the Investment Policy in Attachment A;

B. APPROVING the Financial Institutions Resolution authorizing financial institutions to honor signatures of LACMTA Officials, Attachment B; and

C. DELEGATING to the Treasurer or his/her designees, the authority to invest funds for a one year period, pursuant to California Government Code ("Code") Section 53607.

Issue
ISSUE

Section 53646 of the Code, requires that the Board, on an annual basis and at a public meeting, review and approve the Investment Policy. Section 53607 of the Code, requires that the Board delegate investment authority to the Treasurer on an annual basis.

Section 10.8 of the Investment Policy requires that the Treasurer submit the Financial Institutions Resolution to the Board annually for approval.

Discussion
DISCUSSION

The Board approves the objectives and guidelines that direct the investment of operating funds. A redlined version of the investment policy is presented in Attachment A. Financial Institutions require Board authorization to establish custody, trustee and commercial bank accounts. A redlined version of the resolution is presented in Attachment B. The only changes to the Investment Policy and the Financial Institutions Resolution were made to reflect position title changes of key personnel and conform investment manager reporting requirements to current practice.

To streamline this board report, the following reference materials may be found on the Internet:

Current Investment Policy: http://media.metro.net/about_us/finance/images/investment_policy.pdf

California Government Code: Section 53600 to 53609, Section 53646, Section 53652, Section 16429.1 to 16429.4:

http://leginfo.legislature.ca.gov/faces/codes_display...

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